FINSA – Basic Certifying Programme for Client Advisors 2022 Version
Learning solutions
The basic certification programme for client advisors
on FINSA Rules of Conduct is recognized by all Swiss client advisors’ registers: Arif, Regservices (BX Swiss), and RegFix as basic – initial certification training for client advisors.
This 4 hours programme covers the key principles of FinSA rules of conduct and focuses on the daily activity of client advisors, providing practical tools to facilitate the implementation of FinSA Rules of conduct.
You can take this programme remotely, at your own pace and convenience. It is composed of three interactive e-learnings, each concluded by an online test.
On top of the FinSA certification, the Gold option includes our programme on “Fintech and beyond“.
On top of the FinSA certification and the “Fintech and beyond”, the Platinum option also includes our programme “ESG for financial services providers“.
If you registered in the past with a Swiss Register for client advisors, and you are looking for a two-hour continuing education programme to renew your registration, please click here to see our 100% online continuing education programme for client advisors.
For any question, or to purchase this training for 5 people or more, please contact us: service @ cofaktory.com.
For more details about the contents of the FinSA initial certification programme click on the sections below.
-
A 2H e-learning course on FINSAFocused on the daily practice of client advisors
This e-learning covers: the FinSA fundamentals & client classification, the FinSA Rules of Conduct – suitability and appropriateness of financial services, and other FinSA provisions.
It also offers 3 Downloadable Practical tools to facilitate FinSA implementation, for example client classification.
-
A 1.15H e-learning course on Other laws and case lawapplicable for client advisors
This interactive course allows client advisors to understand the risks associated with other swiss laws applicable to their activity beyond the Finsa rules of conduct.
It also presents the analysis of recent case law enacted by the Swiss courts and related to financial services.
-
A 45' e-learning on cross-border regulations and governance
This 45′ course covers the fundamental risks and concepts applicable to cross-border financial services, regardless of the countries in which you operate.
The objective of the course is to provide you a sufficient autonomy with regards to the management of your cross-border risks whilst operating efficient and compliant business development activities.
Compare offers
Premium
Gold
Platinum
2 hour online course
A 1.15H online course on other laws and case law
A 45' online course on cross-border regulations and governance
3 practical tools
Access to our Fintech and beyond programme
Access to our ESG fundamentals for financial services providers
Your Advantages
SIMPLICITY
Register in a few clicks and access all your training activities in one single place.
FLEXIBILITY
Learn at your own pace and convenience, 24/7 from anywhere.
JUST IN TIME
Plan your activities to comply with regulatory deadlines.
Meet our experts and receive personal advice and feedback.
Optimize your training time and investments: satisfy various training requirements with one single program.
High Quality
Benefit from the best learning solutions on the market whatever the size of your company.
Tailor made
Co-create with us a unique program perfectly adjusted to the specific needs of your teams.
For more information
Following a technical incident, some messages could not be sent. If you have contacted us recently, please do not hesitate to write to us again. We will answer you as soon as possible.
