The basic certification programme for client advisors
on FINSA Rules of Conduct is recognized by all Swiss client advisors’ registers: Arif, Regservices (BX Swiss), and RegFix as basic – initial certification training for client advisors.
This 4 hours programme covers the key principles of FinSA rules of conduct and of other Swiss laws applicable to the daily activity of client advisors, and provides practical tools to facilitate your implementation of FinSA Rules of conduct.
More precisely the programme covers
- the FinSA fundamentals & client classification,
- the FinSA Rules of Conduct – suitability and appropriateness of financial services, and
- other FinSA provisions
- a practical and interactive analysis of recent case law enacted by the Swiss courts and related to financial services
- the fundamental risks and concepts applicable to cross-border financial services, regardless of the countries in which you operate.
Together these courses are meant to provide you with a sufficient autonomy with regards to the management of your risks whilst operating efficient and compliant business development activities.
You can take this programme remotely, at your own pace and convenience and download 3 practical tools to facilitate your FinSA implementation, for example client classification.
If you registered in the past with a Swiss Register for client advisors, and you are looking for a two-hour continuing education programme to renew your registration, please click here to see our 100% online continuing education programme for client advisors.
For any question, or to purchase this training for 5 people or more, please contact us: service @ cofaktory.com.
