FINSA – continuing education for client advisors – certifying program for client advisors.
Recognised by SAQ as a recertification measure for CWMA: 2 SAQ credits.
This program is required and recognised by all the Swiss registers for client advisors: ARIF BX Swiss and Reg-Fix as continuing education on FINSA: 2 hours.
For any question regarding the training requirements of the registers, please check their websites:
– ARIF
– Reg-Fix
– BX Swiss
This program was designed for client advisors who are registered with a Swiss register and who must follow 2 hours of training and obtain a certificate to maintain their registration.
It can be taken all at once, or piece by piece, and you can access it and download the associated practical tools (for example client classification) at anytime and from anywhere for the whole duration of your package.
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A 1.15H e-learning course on other laws applicable for client advisors and case law
This interactive course allows client advisors to understand the risks associated with other swiss laws applicable to their activity beyond the Finsa rules of conduct.It also presents the analysis of recent case law enacted by the Swiss courts and related to financial services.
This course is concluded by an online test.
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A 45' e-learning on cross-border regulations and governance
This 45′ course covers the fundamental risks, principles and concepts applicable to cross-border financial services, regardless of the countries in which you operate.The objective of the course is to provide learners a sufficient autonomy with regards to the management of their cross-border risks whilst operating efficient and compliant business development activities.
The course is concluded by an online test.
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3 practical tools to download
To facilitate your implementation of FINSA Rules of Conduct, you can download from the learning course the 3 following tools:- 1 guide for clients’ classification according to FINSA and CISA
- 1 interview guide to assess your client’s ability to tolerate losses
- 1 practical guide for the Rules of Conduct implementation.
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1 "SMART" certificateOnce the training path is completed
COFAKTORY delivers 100% secure digital certificates: those can be downloaded and shared as needed. Their validity can be verified.
The access to smart certificates is not limited in time.
COFAKTORY works with CV Trust to offer “SMART CERTIFICATES”.
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24/7 access for 30 days
To the Cofaktory portal where you can at any time:
Access all contents of the program to review it entirely or consult a specific part.
– Download the 3 practical tools introduced during the training
– Receive information on new trainings available.
– Access your dashboard
Your Advantages
SIMPLICITY
Register in a few clicks and access all your training activities in one single place.
FLEXIBILITY
Learn at your own pace and convenience, 24/7 from anywhere.
JUST IN TIME
Plan your activities to comply with regulatory deadlines.
Meet our experts and receive personal advice and feedback.
Optimize your training time and investments: satisfy various training requirements with one single program.
High Quality
Benefit from the best learning solutions on the market whatever the size of your company.
Tailor made
Co-create with us a unique program perfectly adjusted to the specific needs of your teams.
